- Author : Philip R Wood
- ISBN : 9788190865012
REGULATION OF INTERNATIONAL FINANCE
RM800.00
This volume contains the principles and policies of financial regulation and a large number of snapshot country surveys, including EU directives. It reviews the regulation of banks, investment firms, broker-dealers, investment managers and advisers and covers the regulation of exchanges. It deals with the conduct of business by financial firms including conflicts of interest and client assets and looks at prospectuses, prospectus liability and prospectus due diligence and contents. The book also :
- Surveys collective investment schemes and hedge funds
- Deals with market manipulation, insider dealing and other market abuse
- Surveys financial supervision and capital adequacy
- Contains outlines and commentaries on documents
Customer Reviews
There are no reviews yet.
Only logged in customers who have purchased this product may leave a review.
Related products
-
CONFLICT OF LAWS AND INTERNATIONAL FINANCE
RM800.00Part of the Law and Practice of International Finance series, this guide presents a detailed examination of the key issues relevant to the conflict of laws and international finance. This volume:
- Gives practical guidance on the conflict of laws from the governing law of contracts to areas such as financial regulation, financial torts, trusts and insolvency
- Helps you decide which legal system to adopt and how to resolve issues
- Covers the governing law of contracts so you are clear of the basis on which international financial contracts should operate
- Explains jurisdiction over financial contracts so you can advise clients on areas including arbitration of financial contracts and enforcement of foreign judgments
- Looks in detail at conflict of laws for security interests and title finance so you are completely informed on these important areas
- Examines conflict of laws for financial torts and financial trusts
- Discusses the conflict of laws for regulation of international finance and regulatory jurisdiction making the application of the correct regulations simpler
- Provides coverage of sovereign immunity in the UK, US and EU as well as the recognition of states, state succession and international organisations
- Includes special treatment of conflict of laws in insolvency giving you expert guidance
-
Law Relating to Insider Trading (Fourth Edition) by Dr K R Chandratre, Bharat Law House Pvt Ltd
RM399.00Table of Contents:Chapter 1 Insider TradingAnnexure 1 Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015Chapter 2 Important Definitions under PIT RegulationsChapter 3 Restrictions on Communication and Trading by InsidersChapter 4 Trading PlansChapter 5 Disclosure Requirements under the SEBI PIT RegulationsChapter 6 Codes of Fair Disclosure and ConductChapter 7 Offences, Penalty and PunishmentAppendix 1 Selected Orders of Securities Appellate TribunalAppendix 2 Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992Appendix 3 Report of the High Level Committee to Review the SEBI (Prohibition of Insider Trading) Regulations, 1992Appendix 4 Report of Committee on Fair Market Conduct -
Security of Payments & Construction Adjudication, 3rd Edition
RM765.00- Publication Date: Jul – 2022
- Author: Chow Kok Fong
- ISBN: 9789815019254
- Format: Hardcover
- Country: Singapore
RM850.00 -
Islamic Finance: Recovery, Rescheduling & Restructuring of Islamic Financial and Capital Market Products and Services in Malaysia, Second Edition
RM230.00Authors: Mohd Johan Lee
Publisher: LexisNexisThis book contains a detailed discussion on the law and Shariah aspects of Recovery, Rescheduling and Restructuring of Islamic Financing Facilities. This second edition brings with it the updates on all the latest policies and guidelines of the regulators.
-
SET-OFF AND NETTING, DERIVATIVES, CLEARING SYSTEMS 2ND EDITION
RM800.00This volume examines set-off and netting, derivatives and clearing systems, providing a comparative overview of the law and practice in the key jurisdictions of the world.
- Contains a worldwide comparative study of set-off and netting including a survey of special netting statutes globally
- Provides outlines of set-off and netting agreements together with commentary, including group account netting
- Surveys the types of derivatives and derivatives markets
- Examines derivatives documentation
- Provides clear outlines for swaps and derivatives transactions often muddled by imprecise jargon
- Discusses the legal risks arising from derivatives
- Analyses the ISDA master agreement
- Deals with the law of securities settlement systems
-
Restructuring and Insolvency: A Commentary
RM405.00- Publication Date: Apr – 2023
- Author: Jimmy Ng Chwe Hwa & Wong Chee Lin (General Editors)
- ISBN: 9786297527079
- Format: Hardcover + eBook
- Country: Malaysia
RM450.00 -
Malaysian Stamp Duty Handbook, 6th Edition
RM120.00Author: Arjunan Subramaniam
ISBN: 9789672339373
Published: May 2020
Format: DUO (Paperback + ProView eBook)
Country: Malaysia -
CHALMERS AND GUEST ON BILLS OF EXCHANGE AND CHEQUES SEVENTEENTH EDITION ( IN GOOD CONDITION )
RM600.00The new 17th edition of Chalmers & Guest provides a complete encyclopaedia to the law and practice relating to bills of exchange, cheques and promissory notes.
It covers the complete banking law and practice in relation to negotiable instruments and presents detailed expert commentary on all aspects of the law relating to bills of exchange, cheques and promissory notes. It considers the capacity and authority of parties, offers extensive references to the relevant case law and looks at modern trends, such as electronic transfer of funds.
Also, the book provides commentary on the important cases that have occurred since the previous edition and includes an extended range of references to Commonwealth authorities. It takes into consideration the Gambling Act 2005, the Consumer Credit Act 2006 and other statutory changes since the previous edition and looks at the recent legislation amendments including those to the Bills of Exchange Act 1882 and Cheques Act 1982.
